Baker, George P., and Cynthia A. Montgomery. "Conglomerates and LBO Associations: A Comparison of Organizational Forms." Harvard Business School Working Paper, No. 10 ...

In an effort to help move these initiatives forward, the Loan Market Association (the LMA) recently established a working group of industry participants to produce recommended forms intended for ...

businesses organized in corporate form appear more professional in comparison to other forms of business. You can hire employees, open new branches and file business taxes and deductions properly.

Rule 506(d) uses significantly different language from FINRA Forms U4 and U5. Below is a correlation of Rule 506(d) disqualifying events to comparable FINRA Forms U4 and U5 disclosure obligations.